October 18, 2010
Free Will and Responsibility
Recently, my mother came to visit for a week. She bought some butter while she was here, since I didn’t have any. I don’t normally eat butter, but I do now. In fact, I’ve been eating it at every meal and putting it on everything I eat. I’d forgotten just how delicious it is. I now see other foods as mere vehicles for the greasy indulgence. After multiple failed attempts at self-restraint, I've reached this conclusion: as long as there is butter in my kitchen, I will consume it in a shamefully gluttonous fashion.
We like to think that we have free will, that we make decisions for ourselves--even if they’re trivial, like what to have for breakfast. But because I have a weakness for butter, whether or not I ate it over the past few days was largely determined by my mother, when she left a half pound of the decadent gold lard on my counter top.
Our breakfast choices, in general, seem to be largely determined by factors that are beyond our immediate control. Maybe you’d like to have toast and peanut butter for breakfast, but you won’t if someone else polished off the last of the bread. Or perhaps you’ve overslept and don’t have time for breakfast, or maybe you’ll be meeting with a friend who has a severe peanut allergy. The very fact that you desire toast and peanut butter may also be beyond your control. You could have awakened not feeling hungry at all. Sure, the choice is yours, but what you choose depends on a myriad of factors that are not within your control.
Debates about free will have been waged for millenia. They’ll probably continue far into the future as the issue is complex, but we should be able to agree on this: our actions, at least to a large extent, are determined by factors that are beyond our immediate control. These factors can be internal or external, or more often a combination of the two.
For example, the rituals of obsessive-compulsive disorder are largely determined by neurobiology. Many of us have minor compulsive habits, but at more extreme levels, obsessive compulsive behaviors, like repetitive hand washing and compulsive hair pulling, can get manifestly weird. People don’t choose to act this way and they generally can’t will themselves to stop. These behaviors are determined by internal factors, but they are nonetheless beyond the individual’s immediate control.
People suffering from psychoses and psychological disorders often are not considered morally responsible for their actions. In such cases, violent criminals may be confined more for the protection of the public than for punitive reasons. Once it has been established that an individual is dangerous, those who have the capacity to isolate him from potential victims might rightly assume responsibility for subsequent crimes.
When a person who’s been labelled “high risk to reoffend” is released into the public sphere and reoffends, is he responsible for the crime? If not, who is? The victim and family members might understandably be angry with whoever made the decision to release the offender. However, the person who made the decision might have been bound by rules beyond their control. Could the system be to blame? Does there need to be someone to blame?
That there are determinants of crime is undeniable. Biological factors aside, there is strong evidence for a causal link between income inequality and violent crime. A nation that experiences an increase in income disparity will consequently show an increase in violent crime. Obviously, this “extra” crime occurs without any change in morality or will power. Where poverty and income inequality cause people to commit crimes, does it make sense to hold the misbehavers responsible?
Perhaps there are cases where the occurrence of a crime is obscured by the appearance of free will. If I relentlessly bully a person for years and he eventually kills himself, is this suicide or murder? Could I be responsible for his death when it was his decision to kill himself? Could I be responsible for my bullying if it was caused by factors beyond my control (inherited predispositions, a history of being bullied myself, etc)? Or is crime just an unfortunate consequence of interactions between unchosen biological and environmental factors, for which no person could be responsible?
People are generally thought to be responsible for most of their decisions. The ability to maintain a desirable body weight is often attributed to will power. Yet there are genetic reasons for differences in susceptibility to obesity. Researchers recently identified 18 new gene sites that are involved. There are also external influences, like proximity to convenience stores, the amount of television watched in childhood, income, and exposure to advertising. If a person with a genetic predisposition to obesity is bombarded with junk food advertising from an early age, resides beside a convenience store and can’t afford a diet heavy in fruits and vegetables, to what extent can they be blamed for their being obese?
Our decisions can be strongly influenced even in very simple and subtle ways. Behavioral economist, Dan Ariely, offers the example of consent to organ donation. Huge differences among countries can be attributed to the way the option is presented. Most people will agree to organ donation passively (ie, by not checking a box). If they are required to check a box to opt in, most people will not indicate consent. When decisions are difficult to make, we will predictably go with the default option. The role of individuals' will in the decision to donate organs is insignificant compared to the influence of the design of the form.
My argument here isn’t so much that free will doesn’t exist, but that genetic and environmental factors are very important--so important that individuals, at least to a large extent, cannot be responsible for their actions. [By free will, I mean the part of decision making that’s independent of genetic and past and present environmental factors.]
Complete rejection of free will seems to inspire a sense of nihilistic apathy and recklessness. If we aren’t responsible for our actions, why should we care what we do? What’s the point of life if we’re all just a bunch of automatons behaving the only way we can given our biological makeup and our circumstances? The psychological discomfort and possible consequences of rejecting free will may lead some to the conclusion that we should carry on as if we have it even if we don’t.
But I think we arrive at a bit of a paradox. The more we cling to the idea that we are responsible for our own actions, the less power we have over them. The most effective way to control our behavior, as individuals or as a species, may be through manipulation of its determinants. We can generally modify circumstances more easily than we can modify traits.
On an individual level, this could mean limiting access to things we know we can’t resist (like butter, in my case). It could also mean enlisting the help of friends or making use of other external influences, like support groups. At the collective level, we could work toward creating social conditions that promote healthy and moral behaviors. We could ban advertising for unhealthy products, and we could work toward achieving income equality.
Whether we have free will or not, we certainly aren’t completely free, autonomous individuals. We influence and are influenced by our physical and social environments, often without our awareness. Collectively, we create circumstances that shape the behavior of individuals. And as individuals we can influence collective decision making and alter social conditions.
Acknowledging the impotence of free will doesn’t give immorality a green light--it shifts the focus toward its most important causes. If there is such a thing as moral responsibility, perhaps it means reducing immorality by manipulating its determinants, instead of blaming those who may have little control over such factors.
To the extent that we are both caused and causal agents, we are inextricable from our physical and social environments. We never know whose actions or what events could significantly alter our lives. This may be disconcerting, but it should serve as good incentive for us to look after one another better and to work toward equality. If we can establish social conditions that promote desirable behaviors, we’ll be less likely to be recipients of undesirable ones, like violent crime. Whether we have free will or not, I think it would be best to proceed as if its influence is relatively unimportant.
Posted by Quinn O'Neill at 12:25 AM | Permalink






















Comments
Reading Antonio Damasio's books Looking for Spinoza and Understanding Descartes' Error becomes facile to understand that consciousness (the base for free choice) and morality lack specific loci in the brain.
As to the plight of the victims of OCD an understanding can be achieved by exploring the extensive literature available on this and Tourette's disorder.
I contributed an article on Anorexia and Tourette's to the Int J of Eating Disorders and several others to various scientific internet portals (psikis.cl and monografias.com, among others).
The analogy of the butter that introduces us to this posting fails to take into account other important influences that impinge on behavior: epigenetic and social among others.
Breakfast is a superfluous meal, as primitive peoples such as the Kung and Ache indians corroborate in their habits.
While the obese Trobrianders give us evidence to the obverse.
This is a well thought out and relevant article, trying to advance understanding in a murky area of knowledge.
Posted by: Felix E F Larocca MD | Oct 18, 2010 8:06:38 AM
"Breakfast is a superfluous meal" That's not a nice thing to say, Felix - as a doctor, you should be more sympatico. I have been dragged and conjoled into joigning a weightwatcher's group. and tonight is Weighing Night, after a week of ostentatious refusals of second helpings, followed by furtive midnight refrigerator raids. So in due course I shall know more about free will..
Posted by: aguy109 | Oct 18, 2010 8:24:35 AM
How did the inhabitants from the Kalahari prepare for breakfast lacking places to store food?
They had to go and gathered it... That exercise often took until past noon.
But, on the other hand, lactating 'babies' (up to three years of age) had their moms' store it in an excellent and rather attractive container.
Weight Watchers (as all commercial diet plans) is about money not free will.
But good luck! That is if you believe in fairy tales
Posted by: Felix E F Larocca MD | Oct 18, 2010 9:11:10 AM
Your free will, as opposed to your biological signals, might have little to do with it. If you wake up starving for carbs/sugar because you loaded up with carbs/sugar before you went to sleep...
Getting off the insulin response rollercoaster might seem hard at first, but it gets easier. ESFP (Eat Some Frikkin Protein).
Paleo
Posted by: Carlos | Oct 18, 2010 2:16:25 PM
Questions:
1. Are we determined to have free-will?
2. Could I exercise free-will to give up my free-will and choose determination?
Posted by: Jeevan | Oct 18, 2010 5:26:23 PM
"By free will, I mean the part of decision making that’s independent of genetic and past and present environmental factors."
Umm...what part would that be, exactly? Very good essay, as far as it goes, but why not just drop the other shoe and admit there is no contra-causal free will?
Posted by: Frank | Oct 18, 2010 5:28:43 PM
The comments on this post are more intriguing than the original post. Frank, Jeevan....
Posted by: lisa | Oct 18, 2010 10:10:00 PM
"2. Could I exercise free-will to give up my free-will and choose determination?"
Isn't that called civilization?
Posted by: Carlos | Oct 18, 2010 10:21:19 PM
Dr. Larocca,
I love my breakfast! And it consists of pretty much what I have eaten all my life. When we are on a trip, I am most concerened about this meal. Once in a small town in Japan, the hotel served noodles, miso soup and raw eggs for the early morning meal. Normally, that would not be a problem at any other time of the day, but not for breakfast. I just had to have toast, jam, butter and hot tea / coffee and occasionally, an egg. The polite kitchen staff made sure I got my morning "fix" for the rest of our stay - they "boiled" an egg for me as extra courtesy. (I cannot also stand the opulent breakfast buffets in most American hotels)
As an aside, I have had no problem since childhood with eating disorders - starving or splurging, as also no weight loss or gain issues that have bothered me.
Posted by: Ruchira | Oct 18, 2010 10:21:29 PM
Or at least childrearing. Having someone (a parent) impose their will on this new brain and is shaped by the interaction. It's almost like transference of will into the infant. They're then free to use that will as they please, but it's constrained.
Posted by: Carlos | Oct 18, 2010 10:27:06 PM
Does anyone have memories of this article from more than three years ago?
Posted by: Ruchira | Oct 18, 2010 10:50:48 PM
There is a (natural) confusion in the article. What you mean by "beyond our control" seems to include everything one is not conscious of. If, indeed, you see will as free only as much as it is determined by your consciousness, then you have no free will at all.
But you are more than your consciousness. The uncontrollable craving for butter is your will. It is not outside of you. It is internal. It is you who wants the butter, not some homunculus inside your brain.
As freedom goes, your will is free in as much as it can be altered. That is not always easy. It might take a tedious process, but it can be done. Obsessive-compulsives do not have the ability to alter their behavior. You do.
Posted by: Omer Moussaffi | Oct 19, 2010 2:35:42 AM
Ruchira, thanks for your opportune and thoughtful remarks.
Miso, rice and other Oriental fares are acquired tastes that we enjoy and recommend for their soundness --- as opposed to bacon and eggs, let's say.
We used to take advantage of their availability at the Peninsula Hotel in Hong Kong to take the hard boiled eggs to accompany with us for lunch, before we 'discovered'that supper was another 'superfluous' meal.
I guess that what I'm trying to say is that we (as species) eat according to a strategy presented to us by Nature.
Our Persian cats would not eat salads no matter what.
As to the assertion of lucid Mr Moussaffi OCs, do have the ability to (and often can) alter their behaviors using relaxation techniques.
Walter Cannon celebrates an anniversary of sorts today.
Posted by: Felix E F Larocca MD | Oct 19, 2010 3:28:20 AM
The final paragraph contains strong implications of a naturalist basis for ethics (this is a good thing) in its emphasis on paying attention first of all to the ways in which we are the outcomes of causes (whether external or internal - for the latter, the cognitive and instinctual - proto-cognitive? - modules that are walled off from conscious awareness and influence for very understandable evolutionary reasons, as Damasio and Dennett as well as the ev psych-ers like Cosmides and Tooby have investigated), and working to change or remove altogether the contingencies which bring those causal factors into play, rather than first searching earnestly for ways in which we are not caused (if any.)
"Whether we have free will or not, I think it would be best to proceed as if its influence is relatively unimportant." Indeed, possibly an important shift of emphasis, since much of moral philosophy has tended to argue the other way: act as if we definitely do have free will, in a willful (heh) defiance of the determinism which appears to have all the evidence on its side. That approach risks underestimating, possibly severely, the power of the causal net in which we are embedded, and thus would tend to make us *less* able to mount whatever resistance to it may be possible.
Our sense of agency may be as much a phenomenological illusion as our sense of having a unified self (see Dennett et al, and especially the history of split-brain experiments, on the latter.)
Posted by: Kai | Oct 19, 2010 7:00:26 AM
The paradox of free-will vs. determination is unsolvable without questioning the agent exercising free-will or suffering (pre)determination, if at all there is such an agent. Unable to locate such an agent may me the clue.
Posted by: Jeevan | Oct 19, 2010 10:07:51 AM
Free Will is a Christian plot, initiated by the Talking Snake.
Posted by: Dave Ranning | Oct 19, 2010 10:32:36 AM
Pre-determination is the effect of previous actions- recent, remembered, remote or inherited.
Free will is the only tool that we have to prevent us from being doomed to a future determined entirely by factors that we do not control.
Thoughtful expression of individual free will today, may have the potential to improve pre determining factors for future generations.
Posted by: dinesh | Oct 19, 2010 7:09:00 PM
"The more we cling to the idea that we are [ultimately] responsible for our own actions, the less power we have over them. The most effective way to control our behavior, as individuals or as a species, may be through manipulation of its determinants. We can generally modify circumstances more easily than we can modify traits."
Quite right. The myth of contra-causal free will is disempowering since it hides the actual causes of ourselves and our behavior. Understanding those causes, we're in a much better position to change our circumstances to elicit the sort of behavior we want.
Keep up the good work!
Posted by: Tom Clark | Oct 19, 2010 10:21:11 PM
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